Woman using cell phone after her mutual fund to etf conversion

Considerations in converting from a mutual fund to an ETF

Be sure to consider several important factors as you determine whether it’s the right time to convert your fund to an ETF.

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What is IRC Sec. 305(c) and what are its impacts?

Deemed distributions to foreign and domestic holders of convertible securities in a corporation are addressed by IRC 305(c).

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What is SEC Rule 18f-4 and what does it require?

The rule provides an updated approach to regulating the use of derivatives by funds, while enhancing investor protections.

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Deposit products are offered by U.S. Bank National Association. Member FDIC. All credit products offered by U.S. Bank National Association are subject to normal credit approval and program guidelines. Eligibility requirements, other fees and conditions may apply. Not all loan programs are available in all states for all loan amounts. Interest rates and program terms are subject to change without notice. Other fees and conditions may apply.